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FAQs
Q: What differentiates a Chartered Financial Analyst (CFA) charterholder from other financial designations?
A: While there are a number of reputable credentials, none is more focused on investment management than the CFA designation. For additional information, please read "Why
Select a CFA Charterholder" as published by the CFA Institute.
Q: How much control does the client retain in the investment process?
A: After thorough research, Private Capital will present a detailed, and easy-to-understand, proposal to meet the specific circumstance. The client has full authority to reject or implement any advice or suggestions provided.
Q: Does Private Capital impose a client-minimum account balance or potential investment?
A: No. Clients range from individuals and businesses in their investing infancy to entities with multi-million dollar account balances.
Q: What investment strategies are available to clients?
A: From simple buy-and-hold indexing of mutual funds and exchange-traded funds (ETFs) to advanced derivative structures, Private Capital is able to meet any client situation.
Q: What conflicts of interest does Private Capital encounter?
A: The firm's sole fiduciary duty is to each client. As such, no compensation is accepted from a third party for any research or related service. As well, the staff is prohibited from recommending any position in the securities of any current or former corporate employer.
Q: What is Private Capital's approach to management fees?
A: The firm strives to minimize every expense, from management fees to trading costs, at all times. Lower fees and charges contribute to higher risk-adjusted returns, always to the benefit of the client.
Q: When is Private Capital available for client meetings?
A: Appointments are scheduled around client schedules, so the majority of meetings, consultations, and presentations occur in the evening or on weekends.
Q: Is Private Capital officially registered to act as an advisor?
A: The firm is registered as an Investment Advisor in the state of Colorado. For more information, please consult the ADV2 filing.
Q: Are there common mistake investors make?
A: From trying to time the market, excessive churn, and outright neglect, investors often do more harm than good to their financial assets. For a more detailed list, please view recent findings from the CFA Institute.
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